Och-Ziff Capital Management Group LLC 4

4 · Och-Ziff Capital Management Group LLC · Filed Mar 5, 2014

Form 4

Period: 2014-03-03

DirectorExecutive Managing Director

Transactions

Other
Och-Ziff Operating Group A Units
2014-03-03$10.85/sh+3,530,402$38,304,862→ 14,435,458 total
→ Class A Shares (3,530,402 underlying)
Gift
Och-Ziff Operating Group A Units
2014-03-03+6,454,680→ 24,876,726 total(indirect: By Trust)
→ Class A Shares (6,454,680 underlying)
Other
Och-Ziff Operating Group A Units
2014-03-03$10.85/sh−3,000,000$32,550,000→ 21,876,726 total(indirect: By Trust)
→ Class A Shares (3,000,000 underlying)
Gift
Och-Ziff Operating Group A Units
2014-03-03−6,890,000→ 24,876,726 total(indirect: By Trust)
→ Class A Shares (6,890,000 underlying)

Footnotes (3)

[F1]One Och-Ziff Operating Group A Unit consists of one Class A Common Unit of each of OZ Advisors LP ("OZA"), OZ Advisors II LP ("OZA II") and OZ Management LP ("OZM," and together with OZA and OZA II, the "Och-Ziff Operating Group"). Pursuant to an exchange agreement, the Reporting Person may, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Och-Ziff Operating Group, exchange Och-Ziff Operating Group A Units for Class A Shares of the Company on a one-for-one basis, subject to exchange rate adjustments for splits, distributions and reclassifications.
[F2]Private transactions among the Reporting Person and related trusts.
[F3]The Och-Ziff Operating Group A Units listed here are held in a trust. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or it is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.

Documents

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