STAAR SURGICAL CO 4
4 · STAAR SURGICAL CO · Filed Mar 11, 2014
Insider Transaction Report
Form 4
Caldwell Barry G
DirectorPresident and CEO
Transactions
- Award
Common Stock Options
2014-03-07+36,000→ 40,000 totalExercise: $15.54From: 2015-03-07Exp: 2024-03-06→ Common Stock (36,000 underlying) - Award
Common Stock
2014-03-07+30,000→ 313,839 total - Award
Common Stock
2014-03-07+17,000→ 283,839 total
Footnotes (4)
- [F1]Consists of 17,000 Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to 1/2 of the shares (8500 shares) on 3/7/16,and lapse as to the other 1/2 of the shares (8500 shares) on 3/7/17.
- [F2]Includes 30,000 PARS.
- [F3]The options first become exercisable as follows: 12,000 shares on 3/7/15, 12,000 shares on 3/7/16 and 12,000 shares on 3/7/17.
- [F4]Consists of 30,000 performance-contingent restricted shares pursuant to the 2013 RSU Plan which vested on 3/7/14.