NASDAQ OMX GROUP, INC. 4

4 · NASDAQ OMX GROUP, INC. · Filed Mar 19, 2014

Form 4

Period: 2014-03-17

Executive Vice President

Transactions

Sale
Common Stock, par value $0.01 per share
2014-03-17$39.80/sh−20,000$796,000→ 98,101 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-17−20,000→ 60,000 total
Exercise: $7.35Exp: 2014-11-15→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock, par value $0.01 per share
2014-03-17$7.35/sh+20,000$147,000→ 118,101 total

Holdings

Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (25,210 underlying)
25,210
Employee Stock Option (Right to Buy)
Exercise: $35.92Exp: 2016-12-13→ Common Stock (32,558 underlying)
32,558
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying)
22,564
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (45,528 underlying)
45,528
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (25,496 underlying)
25,496

Footnotes (9)

[F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2013.
[F2]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.90, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
[F3]Represents (i) 32,274 vested shares of restricted stock, (ii) 59,640 shares underlying PSUs, of which 45,399 shares are vested and (iii) 6,187 shares purchased under the Employee Stock Purchase Plan.
[F4]Options exercisable.
[F5]Options exercisable.
[F6]Options exercisable.
[F7]Options exercisable on March 28, 2014.
[F8]Options exercisable.
[F9]Options exercisable.

Documents

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