Regional Management Corp. 4
4 · Regional Management Corp. · Filed Mar 19, 2014
Insider Transaction Report
Form 4
Fortin Thomas F
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2014-03-17$24.77/sh−14,742$365,159→ 1,638 total - Exercise/Conversion
Common Stock
2014-03-17$5.46/sh+16,380$89,472→ 16,380 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-17−16,380→ 180,183 totalExercise: $5.46Exp: 2017-03-21→ Common Stock (16,380 underlying)
Footnotes (3)
- [F1]The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2013, which is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
- [F2]This option vested and became exercisable on February 26, 2008 (20%), March 21, 2009 (20%), March 21, 2010 (20%), March 21, 2011 (20%), and March 21, 2012 (20%). This option expires on March 21, 2017.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.15, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.