BAYLAKE CORP 4

4 · BAYLAKE CORP · Filed Mar 20, 2014

Insider Transaction Report

Form 4

Period: 2014-03-18

BAYLAKE CORPBYLK

HANSON DANIEL M

Senior VP Operations/IT

Transactions

Award
Restricted Stock Units
2014-03-18+823→ 823 total
Award
Stock Options
2014-03-18+3,508→ 3,508 total
Exercise: $13.90Exp: 2024-03-18→ Common Stock (3,508 underlying)

Holdings

Common Stock
(indirect: By IRA)
530.677
Restricted Stock Units
3,350
Common Stock
6,741.17
Restricted Stock Units
1,675
Restricted Stock Units
2,096
Stock Options
Exercise: $4.15Exp: 2021-03-15→ Common Stock (4,188 underlying)
4,188
Stock Options
Exercise: $6.20Exp: 2022-04-01→ Common Stock (4,188 underlying)
4,188
Stock Options
Exercise: $9.50Exp: 2023-03-19→ Common Stock (3,216 underlying)
3,216
Common Stock
3,875

Footnotes (8)

[F1]The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F4]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F5]The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F6]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F7]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F8]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

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rrd405423.xmlPrimary