BAYLAKE CORP 4

Accession 0001181431-14-013478

CIK 0000275119operating

View on SEC.gov Company Profile

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 10:38 AM ET

Size

16.4 KB

Accession

0001181431-14-013478

Insider Transaction Report

Form 4

Period: 2014-03-18

BAYLAKE CORPBYLK

HANSON DANIEL M

Senior VP Operations/IT

Transactions

Award
Restricted Stock Units
2014-03-18+823→ 823 total
Award
Stock Options
2014-03-18+3,508→ 3,508 total
Exercise: $13.90Exp: 2024-03-18→ Common Stock (3,508 underlying)

Holdings

Common Stock
(indirect: By IRA)
530.677
Restricted Stock Units
3,350
Common Stock
6,741.17
Restricted Stock Units
1,675
Restricted Stock Units
2,096
Stock Options
Exercise: $4.15Exp: 2021-03-15→ Common Stock (4,188 underlying)
4,188
Stock Options
Exercise: $6.20Exp: 2022-04-01→ Common Stock (4,188 underlying)
4,188
Stock Options
Exercise: $9.50Exp: 2023-03-19→ Common Stock (3,216 underlying)
3,216
Common Stock
3,875

Footnotes (8)

[F1]The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F4]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F5]The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F6]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F7]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F8]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

1 file

4
rrd405423.xmlPrimary

Issuer

BAYLAKE CORP

CIK 0000275119

→

Entity typeoperating

IncorporatedWI

Related Parties

filerCIK 0000275119

Filing Metadata

Form type: 4
Filed: Mar 19, 8:00 PM ET
Accepted: Mar 20, 10:38 AM ET
Size: 16.4 KB

View on SEC.gov