BAYLAKE CORP 4

Accession 0001181431-14-013479

CIK 0000275119operating

View on SEC.gov Company Profile

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 10:38 AM ET

Size

15.8 KB

Accession

0001181431-14-013479

Insider Transaction Report

Form 4

Period: 2014-03-18

BAYLAKE CORPBYLK

HAUSER JOHN A

Senior Vice President

Transactions

Award
Restricted Stock Units
2014-03-18+750→ 750 total
Award
Stock Options
2014-03-18+3,198→ 3,198 total
Exercise: $13.90Exp: 2024-03-18→ Common Stock (3,198 underlying)

Holdings

Common Stock
4,082
Restricted Stock Units
1,554
Restricted Stock Units
1,911
Stock Options
Exercise: $4.15Exp: 2021-03-15→ Common Stock (3,885 underlying)
3,885
Stock Options
Exercise: $9.50Exp: 2023-03-19→ Common Stock (2,932 underlying)
2,932
Stock Options
Exercise: $6.20Exp: 2022-04-01→ Common Stock (3,885 underlying)
3,885
Common Stock
(indirect: By IRA)
4,869
Restricted Stock Units
3,108

Footnotes (8)

[F1]The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F4]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F5]The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F6]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F7]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F8]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

1 file

4
rrd405424.xmlPrimary

Issuer

BAYLAKE CORP

CIK 0000275119

→

Entity typeoperating

IncorporatedWI

Related Parties

filerCIK 0000275119

Filing Metadata

Form type: 4
Filed: Mar 19, 8:00 PM ET
Accepted: Mar 20, 10:38 AM ET
Size: 15.8 KB

View on SEC.gov