4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-14-026423
$NDAQCIK 0001120193operating
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 4:20 PM ET
Size
12.3 KB
Accession
0001181431-14-026423
Insider Transaction Report
Form 4
Ewing Anna M
Executive Vice President
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-07-03−34,664→ 0 totalExercise: $19.75Exp: 2020-03-04→ Common Stock (34,664 underlying) - Sale
Common Stock, par value $0.01 per share
2014-07-03$39.75/sh−34,664$1,377,894→ 110,574 total - Sale
Common Stock, par value $0.01 per share
2014-07-03$40.00/sh−100$4,000→ 110,474 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2014-07-03$19.75/sh+34,664$684,614→ 145,238 total
Holdings
- 39,661
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (39,661 underlying) - 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying)
Footnotes (3)
- [F1]The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2014.
- [F2]Represents (i) 42,283 vested shares of restricted stock, (ii) 50,440 shares underlying PSUs, of which 28,288 shares are vested and (iii) 17,751 shares purchased under the Employee Stock Purchase Plan.
- [F3]Options exercisable.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 4:20 PM ET
- Size
- 12.3 KB