NASDAQ OMX GROUP, INC. 4

4 · NASDAQ OMX GROUP, INC. · Filed Jul 16, 2014

Form 4

Period: 2014-07-14

Executive Vice President

Transactions

Sale
Common Stock, par value $0.01 per share
2014-07-14$40.28/sh−39,661$1,597,545→ 110,474 total
Exercise/Conversion
Common Stock, par value $0.01 per share
2014-07-14$25.28/sh+39,661$1,002,630→ 150,135 total
Sale
Common Stock, par value $0.01 per share
2014-07-14$40.00/sh−19,232$769,280→ 91,242 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-07-14−39,661→ 0 total
Exercise: $25.28Exp: 2021-03-28→ Common Stock (39,661 underlying)

Holdings

Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying)
22,564

Footnotes (4)

[F1]The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
[F2]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.28 to $40.30, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
[F3]Represents (i) 23,051 vested shares of restricted stock, (ii) 50,440 shares underlying PSUs, of which 28,288 shares are vested and (iii) 17,751 shares purchased under the Employee Stock Purchase Plan.
[F4]Options exercisable.

Documents

1 file