4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-14-026823
$NDAQCIK 0001120193operating
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 4:05 PM ET
Size
11.6 KB
Accession
0001181431-14-026823
Insider Transaction Report
Form 4
Ewing Anna M
Executive Vice President
Transactions
- Sale
Common Stock, par value $0.01 per share
2014-07-14$40.28/sh−39,661$1,597,545→ 110,474 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2014-07-14$25.28/sh+39,661$1,002,630→ 150,135 total - Sale
Common Stock, par value $0.01 per share
2014-07-14$40.00/sh−19,232$769,280→ 91,242 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-07-14−39,661→ 0 totalExercise: $25.28Exp: 2021-03-28→ Common Stock (39,661 underlying)
Holdings
- 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying)
Footnotes (4)
- [F1]The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.28 to $40.30, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]Represents (i) 23,051 vested shares of restricted stock, (ii) 50,440 shares underlying PSUs, of which 28,288 shares are vested and (iii) 17,751 shares purchased under the Employee Stock Purchase Plan.
- [F4]Options exercisable.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Jul 15, 8:00 PM ET
- Accepted
- Jul 16, 4:05 PM ET
- Size
- 11.6 KB