4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-14-027635
$NDAQCIK 0001120193operating
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 4:23 PM ET
Size
13.7 KB
Accession
0001181431-14-027635
Insider Transaction Report
Form 4
AUST BRUCE
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2014-07-25$19.75/sh+25,210$497,898→ 123,949 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-07-25−25,210→ 0 totalExercise: $19.75Exp: 2020-03-04→ Common Stock (25,210 underlying) - Sale
Common Stock, par value $0.01 per share
2014-07-25$42.17/sh−25,210$1,063,106→ 98,739 total
Holdings
- 45,528
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (45,528 underlying) - 25,496
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (25,496 underlying) - 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying) - 32,558
Employee Stock Option (Right to Buy)
Exercise: $35.92Exp: 2016-12-13→ Common Stock (32,558 underlying)
Footnotes (3)
- [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.37, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]Represents (i) 32,274 vested shares of restricted stock, (ii) 59,640 shares underlying PSUs, of which 45,399 shares are vested and (iii) 6,825 shares purchased under the Employee Stock Purchase Plan.
- [F3]Options exercisable.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 4:23 PM ET
- Size
- 13.7 KB