HANSEN MEDICAL INC|4Jul 31, 8:29 PM ET

HANSEN MEDICAL INC 4

4 · HANSEN MEDICAL INC · Filed Jul 31, 2014

Form 4

Period: 2014-07-30

Director

Transactions

Disposition to Issuer
Warrant (Right to Buy Common Stock)
2014-07-30−32,520→ 0 total
Exercise: $2.00From: 2013-08-08Exp: 2015-08-08→ Common Stock (32,520 underlying)
Award
Warrant (Right to Buy Common Stock)
2014-07-30+65,040→ 65,040 total
Exercise: $1.13→ Common Stock (65,040 underlying)
Award
Warrant (Right to Buy Common Stock)
2014-07-30+20,000→ 20,000 total
Exercise: $1.13→ Common Stock (20,000 underlying)
Disposition to Issuer
Warrant (Right to Buy Common Stock)
2014-07-30−32,520→ 0 total
Exercise: $1.50From: 2013-08-08Exp: 2015-08-08→ Common Stock (32,520 underlying)

Footnotes (4)

[F1]The reporting person and the issuer entered into an Exchange Agreement dated July 30, 2014 (the "Exchange Agreement") pursuant to which the issuer will cancel outstanding warrants with $1.50 per share and $2.00 per share exercise prices in exchange for the issuance of new warrants with $1.13 per share exercise prices and the reporting person's agreement to exercise a portion of the new warrants within fourteen days of the Issuance Date (as defined below).
[F2]The warrant shall be exercisable at any time after the date of issuance of the warrant, which shall be the closing date of the exchange of warrants pursuant to the Exchange Agreement (the "Issuance Date").
[F3]The date that is fourteen days following the Issuance Date.
[F4]The date that is five years following the Issuance Date.

Documents

1 file