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UWHARRIE CAPITAL CORP · Aug 6, 10:03 AM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Aug 6, 2014

Insider Transaction Report

Form 4
Period: 2014-08-06
UWHARRIE CAPITAL CORPNONE
Talley Jeffrey M
Pres Strategic Investment Adv
Transactions
  • Award

    Common Stock (See Footnote 1)

    2014-08-06+1,342.445→ 10,896.644 total
Holdings

  • Common Stock (See Footnote 4)

    528

  • Common Stock (See Footnote 5)

    (indirect: By Spouse)
    887
Footnotes (5)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Jeffrey M. Talley
  • [F2]Shares granted to Jeffrey M. Talley by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Jeffrey M. Talley by Uwharrie Capital Corp on 08-06-2014 as of 12-31-2013.
  • [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
  • [F4]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Jeffrey M. Talley & Kellie A. Talley Jt Ten
  • [F5]Held by Cede & Co., Depository for Pershing LLC Custodian FBO Kellie A. Talley - IRA

Documents

2 files
  • 4
    rrd414104.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.
    rrd372970_422368.htm

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS