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UWHARRIE CAPITAL CORP · Aug 6, 10:12 AM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Aug 6, 2014

Insider Transaction Report

Form 4
Period: 2014-08-06
UWHARRIE CAPITAL CORPNONE
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
  • Award

    Common Stock (See Footnote 1)

    2014-08-06+1,422.346→ 12,307.12 total
Holdings

  • Common Stock (Held jointly with Spouse)

    1,091
Footnotes (3)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Brendan P. Duffey
  • [F2]Shares granted to Brendan P. Duffey by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Brendan P. Duffey by Uwharrie Capital Corp on 08-06-2014 as of 12-31-2013.
  • [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.

Documents

2 files
  • 4
    rrd414100.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.
    rrd372967_422364.htm

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS