UWHARRIE CAPITAL CORP 4
4 · UWHARRIE CAPITAL CORP · Filed Aug 15, 2014
Insider Transaction Report
Form 4
Talley Jeffrey M
Pres Strategic Investment Adv
Transactions
- Other
Common Stock (See Footnote 3)
2014-08-15+10→ 538 total - Other
Common Stock (See Footnote 4)
2014-08-15+17→ 904 total(indirect: By Spouse)
Holdings
- 10,896.644
Common Stock (See Footnote 5)
Footnotes (5)
- [F1]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 08-15-2014 as of Record Date 07-30-2014. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 08-15-2014 as of Record Date 07-30-2014.
- [F3]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Jeffrey M. Talley & Kellie A. Talley Jt Ten
- [F4]Held by Cede & Co., Depository for IRA FBO Kellie A. Talley Pershing LLC As Custodian
- [F5]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Jeffrey M. Talley