MAXLINEAR INC 4

4 · MAXLINEAR INC · Filed Aug 21, 2014

Form 4

Period: 2014-08-20

VP & GM, Broadband & Consumer

Transactions

Exercise/Conversion
Restricted Stock Units
2014-08-20−1,614→ 17,187 total
Exp: 2015-08-20→ Class A Common Stock (par value $0.0001) (1,614 underlying)
Tax Payment
Class A Common Stock (par value $0.0001)
2014-08-20$9.83/sh−2,278$22,393→ 105,049 total
Exercise/Conversion
Restricted Stock Units
2014-08-20−664→ 26,547 total
Exp: 2018-05-20→ Class A Common Stock (par value $0.0001) (664 underlying)
Exercise/Conversion
Class A Common Stock (par value $0.0001)
2014-08-20+2,278→ 107,327 total

Footnotes (3)

[F1]Each restricted stock unit ("RSU") represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
[F2]Subject to the Reporting Person's continuing to be a service provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 68,750 RSUs subject to the award shall vest on August 20, 2012, and one-sixteenth (1/16th) of the 68,750 RSUs subject to the award shall vest on each of November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2015.
[F3]Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.

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