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4//SEC Filing

Pike Corp 4

Accession 0001181431-14-032146

CIK 0001317577operating
View on SEC.govCompany Profile

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 5:21 PM ET

Size

20.5 KB

Accession

0001181431-14-032146

Insider Transaction Report

Form 4
Period: 2014-09-12
Pike CorpPIKE
Pike J Eric
DirectorChairman, CEO and President
Transactions
  • Tax Payment

    Common Stock

    2014-09-12$11.97/sh−259,232$3,103,007→ 521,773 total
  • Exercise/Conversion

    Option to buy

    2014-09-12−343,746→ 0 total
    Exercise: $6.51Exp: 2014-10-21→ Common Stock (343,746 underlying)
  • Exercise/Conversion

    Common Stock

    2014-09-12$6.51/sh+343,746$2,237,786→ 781,005 total
Holdings

  • Option to buy

    Exercise: $14.25Exp: 2018-10-01→ Common Stock (98,475 underlying)
    98,475

  • Option to buy

    Exercise: $11.33Exp: 2019-09-01→ Common Stock (112,917 underlying)
    112,917

  • Restricted Stock Units

    Exercise: $0.00→ Common Stock (20,847 underlying)
    20,847

  • Option to buy

    Exercise: $14.00Exp: 2015-07-27→ Common Stock (428,571 underlying)
    428,571

  • Option to buy

    Exercise: $18.41Exp: 2016-11-01→ Common Stock (27,159 underlying)
    27,159

  • Restricted Stock Units

    Exercise: $0.00→ Common Stock (69,012 underlying)
    69,012

  • Common Stock

    (indirect: See footnote)
    67,467

  • Common Stock

    (indirect: See footnote)
    1,549,253

  • Option to buy

    Exercise: $9.61Exp: 2021-03-01→ Common Stock (116,603 underlying)
    116,603

  • Option to Buy

    Exercise: $9.22Exp: 2022-03-01→ Common Stock (130,108 underlying)
    130,108
Footnotes (9)
  • [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2011.
  • [F2]Represents shares delivered upon the exercise of employee stock options.
  • [F3]Represents shares withheld to pay the exercise price of the stock options and shares withheld to satisfy the reporting person's tax liability in connection with the exercise of the options.
  • [F4]These shares are owned directly by the Joe B./Anne A. Pike Generation Skipping Trust, of which Mr. Pike is a trustee. Mr. Pike expressly disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F5]These shares are owned directly by Takuan, LLC, an entity controlled by Mr. Pike.
  • [F6]All of these options are vested and exercisable.
  • [F7]These restricted stock units vest on February 1, 2015 and, pursuant to the terms of the grant, will be settled in cash.
  • [F8]86,738 of these options are vested and exercisable and 43,370 of these options vest on March 1, 2015.
  • [F9]These restricted stock units vest in equal amounts on January 30 of each of 2015 and 2016 and, pursuant to the terms of the grant, will be settled in cash.

Documents

1 file

Issuer

Pike Corp

CIK 0001317577

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001317577

Filing Metadata

Form type
4
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 5:21 PM ET
Size
20.5 KB
View on SEC.gov