ARROWHEAD RESEARCH CORP 4
4 · ARROWHEAD RESEARCH CORP · Filed Oct 1, 2014
Insider Transaction Report
Form 4
McKenney Charles
Director
Transactions
- Exercise/Conversion
Common Stock
2014-10-01$5.19/sh+2,500$12,975→ 19,720 total - Sale
Common Stock
2014-10-01$14.70/sh−2,500$36,749→ 17,220 total - Exercise/Conversion
Stock Option (right to buy)
2014-10-01−2,500→ 50,500 totalExercise: $5.19From: 2012-02-16Exp: 2022-02-16→ Common Stock (2,500 underlying)
Footnotes (3)
- [F1]The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents the weighted average price at which shares were sold within a range between 14.66 and 14.73. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- [F3]Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.