4//SEC Filing
ARROWHEAD RESEARCH CORP 4
Accession 0001181431-14-033031
$ARWRCIK 0000879407operating
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 7:38 PM ET
Size
8.8 KB
Accession
0001181431-14-033031
Insider Transaction Report
Form 4
McKenney Charles
Director
Transactions
- Exercise/Conversion
Common Stock
2014-10-01$5.19/sh+2,500$12,975→ 19,720 total - Sale
Common Stock
2014-10-01$14.70/sh−2,500$36,749→ 17,220 total - Exercise/Conversion
Stock Option (right to buy)
2014-10-01−2,500→ 50,500 totalExercise: $5.19From: 2012-02-16Exp: 2022-02-16→ Common Stock (2,500 underlying)
Footnotes (3)
- [F1]The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents the weighted average price at which shares were sold within a range between 14.66 and 14.73. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- [F3]Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.
Documents
Issuer
ARROWHEAD RESEARCH CORP
CIK 0000879407
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000879407
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 7:38 PM ET
- Size
- 8.8 KB