$UWHR·4

UWHARRIE CAPITAL CORP · Oct 9, 12:14 PM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Oct 9, 2014

Insider Transaction Report

Form 4
Period: 2014-10-09
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
  • Award

    Common Stock (See Footnote 1)

    2014-10-09+353.51712,660.637 total
Holdings
  • Common Stock (Held jointly with Spouse)

    1,112
Footnotes (3)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Brendan P. Duffey
  • [F2]Shares granted to Brendan P. Duffey by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Brendan P. Duffey by Uwharrie Capital Corp on 10-09-2014 as of 09-30-2014.
  • [F3]Price determined in accordance with the Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP).

Documents

1 file
  • 4
    rrd417387.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES