$UWHR·4

UWHARRIE CAPITAL CORP · Oct 9, 12:46 PM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Oct 9, 2014

Insider Transaction Report

Form 4
Period: 2014-10-09
Talley Jeffrey M
Pres Strategic Investment Adv
Transactions
  • Award

    Common Stock (See Footnote 1)

    2014-10-09+320.86211,217.506 total
Holdings
  • Common Stock (See Footnote 5)

    (indirect: By Spouse)
    904
  • Common Stock (See Footnote 4)

    538
Footnotes (5)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Jeffrey M. Talley
  • [F2]Shares granted to Jeffrey M. Talley by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Jeffrey M. Talley by Uwharrie Capital Corp on 10-09-2014 as of 09-30-2014.
  • [F3]Price determined in accordance with the Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP).
  • [F4]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Jeffrey M. Talley & Kellie A. Talley Jt Ten
  • [F5]Held by Cede & Co., Depository for IRA FBO Kellie A. Talley Pershing LLC As Custodian

Documents

1 file
  • 4
    rrd417390.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES