4//SEC Filing
INFINERA CORP 4
Accession 0001181431-14-034983
CIK 0001138639operating
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 5:41 PM ET
Size
16.2 KB
Accession
0001181431-14-034983
Insider Transaction Report
Form 4
INFINERA CORPINFN
REDFIELD CARL
Director
Transactions
- Sale
Common Stock
2014-10-27$13.56/sh−50,000$677,780→ 29,439 total(indirect: See Footnote)
Holdings
- 14,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.55Exp: 2020-05-19→ Common Stock (14,500 underlying) - 19,009
Restricted Stock Units
→ Common Stock (19,009 underlying) - 12,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $13.00Exp: 2017-06-06→ Common Stock (12,500 underlying) - 12,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $13.16Exp: 2018-05-13→ Common Stock (12,500 underlying) - 39,562
Common Stock
- 100,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.45Exp: 2019-08-10→ Common Stock (100,000 underlying) - 17,600
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.25Exp: 2021-05-18→ Common Stock (17,600 underlying)
Footnotes (6)
- [F1]This sale was made in connection with Mr. Redfield's Rule 10b5-1 Trading Plan, which was adopted on May 28, 2014.
- [F2]This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $13.34 to $13.84 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Redfield will provide full information regarding the number of shares sold at each separate price.
- [F3]These shares held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee.
- [F4]This option is fully vested.
- [F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
- [F6]The RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company.
Issuer
INFINERA CORP
CIK 0001138639
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001138639
Filing Metadata
- Form type
- 4
- Filed
- Oct 28, 8:00 PM ET
- Accepted
- Oct 29, 5:41 PM ET
- Size
- 16.2 KB