Earnings Feed
Start Free
Home/Filings/4/0001181431-14-035022
4//SEC Filing

SUNGARD CAPITAL CORP 4

Accession 0001181431-14-035022

CIK 0001337272operating
View on SEC.govCompany Profile

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 2:55 PM ET

Size

17.1 KB

Accession

0001181431-14-035022

Insider Transaction Report

Form 4
Period: 2014-03-31
SUNGARD CAPITAL CORPNONE
Brab Regina
SVP & Chief HR Officer
Transactions
  • Other

    Performance-Based RSU

    2014-03-31+1,305→ 12,595 total
    Exercise: $0.00From: 2016-12-31Exp: 2017-01-30→ Units (1,305 underlying)
  • Other

    Time-Based RSU

    2014-03-31+2,784→ 26,874 total
    Exercise: $0.00From: 2017-01-30Exp: 2017-01-30→ Units (2,784 underlying)
  • Other

    Perf. Apprec. Stock Unit

    2014-03-31+10,571→ 102,034 total
    Exercise: $0.00From: 2017-06-01Exp: 2017-06-01→ Units (10,571 underlying)
  • Other

    Performance-Based RSU

    2014-03-31+1,218→ 11,753 total
    Exercise: $0.00From: 2017-06-01Exp: 2017-06-01→ Units (1,218 underlying)
  • Other

    Time-Based RSU

    2014-03-31+1,305→ 12,595 total
    Exercise: $0.00From: 2017-01-30Exp: 2017-01-30→ Units (1,305 underlying)
  • Other

    Time-Based RSU

    2014-03-31+1,218→ 11,753 total
    Exercise: $0.00From: 2017-06-01Exp: 2017-06-01→ Units (1,218 underlying)
Footnotes (4)
  • [F1]The number of units ("Units") underlying the award and the exercise price of the option were adjusted pursuant to the terms of the awards in connection with the split-off of Sungard Availability Services Capital, Inc. by SunGard Data Systems Inc. on March 31, 2014 (the "Split-Off Transaction") to maintain the intrinsic value of the award as a result of the Split-Off Transaction.
  • [F2]Or earlier upon a separation of service as a result of death or disability, or a change of control, as applicable.
  • [F3]Each Unit, as adjusted in connection with the Split-Off Transaction, consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.038 shares of preferred stock of SunGard Capital Corp. II.
  • [F4]Or earlier upon a separation of service without cause or a change of control, as applicable.

Documents

1 file

Issuer

SUNGARD CAPITAL CORP

CIK 0001337272

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001337272

Filing Metadata

Form type
4
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 2:55 PM ET
Size
17.1 KB
View on SEC.gov