SUNGARD CAPITAL CORP 4

4 · SUNGARD CAPITAL CORP · Filed Oct 30, 2014

Form 4

Period: 2014-03-31

SVP & Chief HR Officer

Transactions

Other
Performance-Based RSU
2014-03-31+1,305→ 12,595 total
Exercise: $0.00From: 2016-12-31Exp: 2017-01-30→ Units (1,305 underlying)
Other
Time-Based RSU
2014-03-31+2,784→ 26,874 total
Exercise: $0.00From: 2017-01-30Exp: 2017-01-30→ Units (2,784 underlying)
Other
Perf. Apprec. Stock Unit
2014-03-31+10,571→ 102,034 total
Exercise: $0.00From: 2017-06-01Exp: 2017-06-01→ Units (10,571 underlying)
Other
Performance-Based RSU
2014-03-31+1,218→ 11,753 total
Exercise: $0.00From: 2017-06-01Exp: 2017-06-01→ Units (1,218 underlying)
Other
Time-Based RSU
2014-03-31+1,305→ 12,595 total
Exercise: $0.00From: 2017-01-30Exp: 2017-01-30→ Units (1,305 underlying)
Other
Time-Based RSU
2014-03-31+1,218→ 11,753 total
Exercise: $0.00From: 2017-06-01Exp: 2017-06-01→ Units (1,218 underlying)

Footnotes (4)

[F1]The number of units ("Units") underlying the award and the exercise price of the option were adjusted pursuant to the terms of the awards in connection with the split-off of Sungard Availability Services Capital, Inc. by SunGard Data Systems Inc. on March 31, 2014 (the "Split-Off Transaction") to maintain the intrinsic value of the award as a result of the Split-Off Transaction.
[F2]Or earlier upon a separation of service as a result of death or disability, or a change of control, as applicable.
[F3]Each Unit, as adjusted in connection with the Split-Off Transaction, consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.038 shares of preferred stock of SunGard Capital Corp. II.
[F4]Or earlier upon a separation of service without cause or a change of control, as applicable.

Documents

1 file