4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-14-035438
$NDAQCIK 0001120193operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 5:00 PM ET
Size
10.4 KB
Accession
0001181431-14-035438
Insider Transaction Report
Form 4
Jochumsen Hans-Ole
Executive Vice President
Transactions
- Sale
Common Stock, par value $0.01 per share
2014-10-31$43.27/sh−4,421$191,297→ 59,025 total - Sale
Common Stock, par value $0.01 per share
2014-11-03$43.11/sh−27,455$1,183,585→ 31,570 total
Holdings
- 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 15,771
Employee Stock Option (Right to Buy)
Exercise: $41.36Exp: 2018-03-24→ Common Stock (15,771 underlying)
Footnotes (3)
- [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.26 to $43.27, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]Represents (i) 30,932 shares underlying PSUs, of which 11,943 shares are vested and (ii) 638 shares purchased pursuant to the Employee Share Purchase Plan.
- [F3]Options exercisable.
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 5:00 PM ET
- Size
- 10.4 KB