Home/Filings/4/0001181431-14-035846
4//SEC Filing

GigOptix, Inc. 4

Accession 0001181431-14-035846

CIK 0001432150operating

Filed

Nov 5, 7:00 PM ET

Accepted

Nov 6, 9:04 PM ET

Size

20.1 KB

Accession

0001181431-14-035846

Insider Transaction Report

Form 4
Period: 2014-11-04
Sacks Curt P.
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2014-11-0412,51725,029 total
    Exercise: $0.00Common Stock (12,517 underlying)
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2014-11-045,6255,625 total
    Exercise: $0.00Common Stock (5,625 underlying)
  • Exercise/Conversion

    Common Stock

    2014-11-04+3,019112,221 total
  • Tax Payment

    Common Stock

    2014-11-04$1.25/sh1,135$1,419111,086 total
  • Exercise/Conversion

    Common Stock

    2014-11-04+5,625116,711 total
  • Tax Payment

    Common Stock

    2014-11-04$1.25/sh2,114$2,643114,597 total
  • Tax Payment

    Common Stock

    2014-11-04$1.25/sh4,704$5,880109,202 total
  • Exercise/Conversion

    Common Stock

    2014-11-04+12,517113,906 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2014-11-043,01930,188 total
    Exercise: $0.00Common Stock (3,019 underlying)
Footnotes (10)
  • [F1]12,517 Restricted Stock Units ("RSUs") issued in the grant to Mr. Sacks on 8/1/2013 vested on 11/1/2014 according to the vesting schedule previously reported.
  • [F10]The RSUs vest in four quarterly installments beginning on May 1, 2014 and ending on February 1, 2015, as previously reported.
  • [F2]4,704 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F3]The closing price of the Company's common stock on 11/3/2014.
  • [F4]3,019 RSUs issued in the grant to Mr. Sacks on 8/1/2013 vested on 11/1/2014 according to the vesting schedule previously reported.
  • [F5]1,135 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F6]5,625 RSUs issued in the grant to Mr. Sacks on 2/7/2014 vested on 11/1/2014 according to the vesting schedule previously reported.
  • [F7]2,114 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F8]The RSUs vest in seven quarterly installments beginning on November 1, 2013 and ending on May 1, 2015, as previously reported.
  • [F9]The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported.

Issuer

GigOptix, Inc.

CIK 0001432150

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001432150

Filing Metadata

Form type
4
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 9:04 PM ET
Size
20.1 KB