4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-14-036956
$NDAQCIK 0001120193operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:05 PM ET
Size
24.5 KB
Accession
0001181431-14-036956
Insider Transaction Report
Form 4
HASSEN RONALD
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2014-11-19$25.07/sh+3,558$89,199→ 83,037 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-18−11,618→ 3,558 totalExercise: $25.07Exp: 2018-12-17→ Common Stock (11,618 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2014-11-18$25.07/sh+11,618$291,263→ 91,097 total - Sale
Common Stock, par value $0.01 per share
2014-11-19$44.00/sh−6,202$272,888→ 79,479 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2014-11-18$20.04/sh+12,707$254,648→ 92,186 total - Sale
Common Stock, par value $0.01 per share
2014-11-18$44.00/sh−12,707$559,108→ 79,479 total - Sale
Common Stock, par value $0.01 per share
2014-11-18$44.00/sh−11,618$511,192→ 79,479 total - Sale
Common Stock, par value $0.01 per share
2014-11-19$44.00/sh−3,558$156,552→ 79,479 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2014-11-19$19.75/sh+6,202$122,490→ 85,681 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-18−12,707→ 0 totalExercise: $20.04Exp: 2017-08-03→ Common Stock (12,707 underlying) - Exercise/Conversion
mployee Stock Option (Right to Buy)
2014-11-19−3,558→ 0 totalExercise: $25.07Exp: 2018-12-17→ Common Stock (3,558 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-19−6,202→ 7,585 totalExercise: $19.75Exp: 2020-03-04→ Common Stock (6,202 underlying)
Holdings
- 14,165
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (14,165 underlying)
Footnotes (3)
- [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.01, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]Represents (i) 55,572 shares or units of restricted stock, of which 5,572 are vested, (ii) 18,116 shares underlying PSUs, of which 9,647 shares are vested and (iii) 5,791 shares purchased under the Employee Stock Puchase Plan.
- [F3]Options exercisable.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:05 PM ET
- Size
- 24.5 KB