4//SEC Filing
MAXLINEAR INC 4
Accession 0001181431-14-037218
$MXLCIK 0001288469operating
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 7:00 PM ET
Size
11.2 KB
Accession
0001181431-14-037218
Insider Transaction Report
Form 4
Sprague Brian
VP & GM, Broadband & Consumer
Transactions
- Exercise/Conversion
Class A Common Stock (par value $0.0001)
2014-11-20+2,279→ 111,867 total - Exercise/Conversion
Restricted Stock Units
2014-11-20−1,614→ 12,891 totalExp: 2015-08-20→ Class A Common Stock (par value $0.0001) (1,614 underlying) - Tax Payment
Class A Common Stock (par value $0.0001)
2014-11-20$7.29/sh−2,279$16,614→ 109,588 total - Exercise/Conversion
Restricted Stock Units
2014-11-20−665→ 24,777 totalExp: 2018-05-20→ Class A Common Stock (par value $0.0001) (665 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
- [F2]Includes 752 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 17, 2014.
- [F3]Subject to the Reporting Person's continuing to be a service provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 68,750 RSUs subject to the award shall vest on August 20, 2012, and one-sixteenth (1/16th) of the 68,750 RSUs subject to the award shall vest on each of November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2015.
- [F4]Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.
Documents
Issuer
MAXLINEAR INC
CIK 0001288469
Entity typeoperating
Related Parties
1- filerCIK 0001288469
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 7:00 PM ET
- Size
- 11.2 KB