4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-14-037220
$NDAQCIK 0001120193operating
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 7:11 PM ET
Size
12.2 KB
Accession
0001181431-14-037220
Insider Transaction Report
Form 4
HASSEN RONALD
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2014-11-20$25.28/sh+14,165$358,091→ 101,229 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-20−7,585→ 0 totalExercise: $19.75Exp: 2020-03-04→ Common Stock (7,585 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-20−14,165→ 0 totalExercise: $25.28Exp: 2021-03-28→ Common Stock (14,165 underlying) - Sale
Common Stock, par value $0.01 per share
2014-11-20$44.01/sh−21,750$957,218→ 79,479 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2014-11-20$19.75/sh+7,585$149,804→ 87,064 total
Footnotes (3)
- [F1]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.04, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]Represents (i) 55,572 shares or units of restricted stock, of which 5,572 are vested, (ii) 18,116 shares underlying PSUs, of which 9,647 shares are vested and (iii) 5,791 shares purchased under the Employee Stock Puchase Plan.
- [F3]Options exercisable.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 7:11 PM ET
- Size
- 12.2 KB