Earnings Feed
Start Free
Home/Filings/4/A/0001181431-14-037303
4/A//SEC Filing

SEARS HOLDINGS CORP 4/A

Accession 0001181431-14-037303

CIK 0001310067operating
View on SEC.govCompany Profile

Filed

Nov 24, 7:00 PM ET

Accepted

Nov 25, 4:33 PM ET

Size

8.6 KB

Accession

0001181431-14-037303

Insider Transaction Report

Form 4/AAmended
Period: 2014-11-18
SEARS HOLDINGS CORPSHLD
DePodesta Paul G.
Director
Transactions
  • Exercise/Conversion

    Common Stock Warrants (right to buy)

    2014-11-18+545→ 545 total
    Exercise: $28.41From: 2014-11-24Exp: 2019-12-15→ Common Stock (545 underlying)
  • Exercise/Conversion

    Subscription Rights (right to buy)

    2014-11-18−31→ 0 total
    Exercise: $500.00From: 2014-11-03Exp: 2014-11-18→ Units consisting of Notes and Warrants (31 underlying)
Footnotes (3)
  • [F1]Amount reflects additional units subscribed for by the Reporting Person in the over-subscription privilege of the Rights Offering, as previously disclosed on a Form 4 filed on November 20, 2014.
  • [F2]Each subscription right entitles the holder thereof to purchase, at a subscription price of $500, one unit, consisting of (a) a 8% senior unsecured note due 2019 in the principal amount of $500 and (b) 17.5994 warrants, with each warrant entitling the holder thereof to purchase one share of the Company's common stock at a strike price of $28.41. The subscription rights were distributed in a pro rata rights offering to the holders of Sears Holdings Corporation common stock. No fractional warrants will be issued upon exercise of subscription rights.
  • [F3]The reported securities are included within units purchased by the reporting person for $500 per unit. Each unit consists of (a) a 8% senior unsecured note due 2019 in the principal amount of $500 and (b) 17.5994 warrants, with each warrant entitling the holder thereof to purchase one share of the Company's common stock at a strike price of $28.41. No fractional warrants will be issued upon exercise of subscription rights.

Documents

1 file

Issuer

SEARS HOLDINGS CORP

CIK 0001310067

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001310067

Filing Metadata

Form type
4/A
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 4:33 PM ET
Size
8.6 KB
View on SEC.gov