ACTUATE CORP 4
4 · ACTUATE CORP · Filed Dec 9, 2014
Insider Transaction Report
Form 4
ACTUATE CORPBIRT
AKIHA N NOBBY
SVP, Marketing
Transactions
- Exercise/Conversion
Common Stock
2014-12-05$3.59/sh+35,000$125,650→ 106,306 total - Exercise/Conversion
Common Stock
2014-12-08$3.59/sh+5,000$17,950→ 76,306 total - Exercise/Conversion
Common Stock
2014-12-08$2.48/sh+10,000$24,800→ 86,306 total - Exercise/Conversion
Option (right to buy)
2014-12-05−35,000→ 441,500 totalExercise: $3.59From: 2007-01-24Exp: 2016-01-24→ Common Stock (35,000 underlying) - Sale
Common Stock
2014-12-08$6.55/sh−15,000$98,280→ 71,306 total - Exercise/Conversion
Option (right to buy)
2014-12-08−5,000→ 436,500 totalExercise: $3.59From: 2007-01-24Exp: 2016-01-24→ Common Stock (5,000 underlying) - Exercise/Conversion
Option (right to buy)
2014-12-08−10,000→ 426,500 totalExercise: $2.48From: 2006-01-28Exp: 2015-01-28→ Common Stock (10,000 underlying) - Sale
Common Stock
2014-12-05$6.55/sh−35,000$229,250→ 71,306 total
Footnotes (5)
- [F1]Represents a weighted average price within the range of $6.55 and $6.56.
- [F2]Includes (a) 5,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest, (b) 5,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 27, 2012 that will be issued as those units vest, (c) 3,750 shares of Issuers common stock subject to a restricted stock unit award granted on January 30, 2013 that will be issued as those units vest, and (d) 15,000 shares of Issuer's common stock subject to a restricted stock unit award granted on March 19, 2014 that will be issued as those units vest.
- [F3]The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 24, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
- [F4]The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 24, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
- [F5]The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 28, 2005 and for the balance in a series of equal monthly installments over the following 36 months.