Carroll Bancorp, Inc. 4/A
4/A · Carroll Bancorp, Inc. · Filed Dec 10, 2014
Insider Transaction Report
Form 4/AAmended
Gallina Michael J.
SVP, Chief Financial Officer
Transactions
- Purchase
common stock
2014-03-26$16.00/sh+1,117$17,872→ 3,617 total(indirect: By IRA) - Award
common stock
2014-03-24+404→ 1,618 total - Purchase
common stock warrants (right to buy)
2014-03-26+1,117→ 1,117 total(indirect: By IRA)Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (558 underlying)
Holdings
- 375(indirect: By ESOP)
common stock
- 2,127(indirect: By Trust)
common stock
Footnotes (4)
- [F1]The reported securities are included within the 1,117 Units purchased by the reporting person pursuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
- [F2]Shares of restricted stock granted March 24, 2014 vest at a rate of 20% per year commencing on March 24, 2015
- [F3]Shares of stock allocated from the ESOP
- [F4]Represents unallocated ESOP shares as a percentage of shares allocated to a trustee