Carroll Bancorp, Inc.|4/ADec 10, 4:37 PM ET

Carroll Bancorp, Inc. 4/A

4/A · Carroll Bancorp, Inc. · Filed Dec 10, 2014

Form 4/AAmended

Period: 2014-03-26

DirectorPresident / CEO

Transactions

Purchase
common stock
2014-03-26$16.00/sh+16$256→ 66 total(indirect: By Children)
Purchase
common stock warrants (right to buy)
2014-03-26+140→ 140 total
Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (70 underlying)
Purchase
common stock warrants (right to buy)
2014-03-26+16→ 16 total(indirect: By Children)
Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (8 underlying)
Purchase
common stock warrants (right to buy)
2014-03-26+3,169→ 3,169 total(indirect: By IRA)
Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (1,584 underlying)
Purchase
common stock
2014-03-26$16.00/sh+140$2,240→ 3,240 total
Purchase
common stock
2014-03-26$16.00/sh+3,169$50,704→ 11,369 total(indirect: By IRA)

Holdings

Footnotes (3)

[F1]The reported securities are included within the Units purchased by the reporting person pursuant to the Issuer's public rights offering that expired on March 20,2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half share of common stock.
[F2]Represents unallocated ESOP shares as a percentage of shares allocated to trustee.
[F3]Shares of stock allocated by the ESOP

Documents

1 file