4/A//SEC Filing
Carroll Bancorp, Inc. 4/A
Accession 0001181431-14-038505
CIK 0001515069operating
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 4:37 PM ET
Size
16.3 KB
Accession
0001181431-14-038505
Insider Transaction Report
Form 4/AAmended
Grimes Russell J.
DirectorPresident / CEO
Transactions
- Purchase
common stock
2014-03-26$16.00/sh+16$256→ 66 total(indirect: By Children) - Purchase
common stock warrants (right to buy)
2014-03-26+140→ 140 totalExercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (70 underlying) - Purchase
common stock warrants (right to buy)
2014-03-26+16→ 16 total(indirect: By Children)Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (8 underlying) - Purchase
common stock warrants (right to buy)
2014-03-26+3,169→ 3,169 total(indirect: By IRA)Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (1,584 underlying) - Purchase
common stock
2014-03-26$16.00/sh+140$2,240→ 3,240 total - Purchase
common stock
2014-03-26$16.00/sh+3,169$50,704→ 11,369 total(indirect: By IRA)
Holdings
- 1,396(indirect: By Spouse)
common stock
- 3,999(indirect: By Trust)
common stock
- 705(indirect: By ESOP)
common stock
Footnotes (3)
- [F1]The reported securities are included within the Units purchased by the reporting person pursuant to the Issuer's public rights offering that expired on March 20,2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half share of common stock.
- [F2]Represents unallocated ESOP shares as a percentage of shares allocated to trustee.
- [F3]Shares of stock allocated by the ESOP
Documents
Issuer
Carroll Bancorp, Inc.
CIK 0001515069
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001515069
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 4:37 PM ET
- Size
- 16.3 KB