4/A//SEC Filing
Carroll Bancorp, Inc. 4/A
Accession 0001181431-14-038555
CIK 0001515069operating
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 1:15 PM ET
Size
9.3 KB
Accession
0001181431-14-038555
Insider Transaction Report
Form 4/AAmended
Frederick Donna M.
SVP, Retail Banking and Consum
Transactions
- Purchase
common stock warrants (right to buy)
2014-03-26+583→ 583 total(indirect: By IRA)Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (291 underlying) - Purchase
common stock
2014-03-26$16.00/sh+583$9,328→ 3,358 total(indirect: By IRA) - Award
common stock
2014-03-24+405→ 1,618 total
Holdings
- 387(indirect: By ESOP)
common stock
Footnotes (3)
- [F1]Shares of restricted stock granted March 24, 2014 vest at a rate of 20% per year commencing on March 24, 2015.
- [F2]Shares of stock allocated from the ESOP.
- [F3]The reported securities are included within the 583 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
Documents
Issuer
Carroll Bancorp, Inc.
CIK 0001515069
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001515069
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 1:15 PM ET
- Size
- 9.3 KB