|4/ADec 11, 1:56 PM ET

Carroll Bancorp, Inc. 4/A

4/A · Carroll Bancorp, Inc. · Filed Dec 11, 2014

Insider Transaction Report

Form 4/AAmended
Period: 2014-03-24
Peck George William Jr.
VP, Commercial Loan Officer
Transactions
  • Purchase

    common stock

    2014-03-26$16.00/sh+626$10,0165,626 total(indirect: By IRA)
  • Award

    common stock

    2014-03-24+4041,617 total
  • Purchase

    common stock warrants (right to buy)

    2014-03-26+626626 total(indirect: By IRA)
    Exercise: $16.00From: 2014-03-26Exp: 2017-03-20common stock (313 underlying)
Holdings
  • common stock

    (indirect: By ESOP)
    426
Footnotes (3)
  • [F1]Shares of stock granted March 24, 2014 vest at a rate of 20% per year commencing on March 24, 2015.
  • [F2]Shares of stock allocated by the ESOP.
  • [F3]The reported securities are included within the 583 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.

Documents

1 file
  • 4
    rrd420218.xml

    RIGHTS OFFERING AMENDMENT