Carroll Bancorp, Inc.|4/ADec 11, 2:48 PM ET

Carroll Bancorp, Inc. 4/A

4/A · Carroll Bancorp, Inc. · Filed Dec 11, 2014

Form 4/AAmended

Period: 2014-03-26

Director

Transactions

Purchase
common stock warrant (right to but)
2014-03-26+2,350→ 2,350 total(indirect: By 401(k))
Exercise: $16.00From: 2014-03-26Exp: 2014-03-20→ common stock (1,175 underlying)
Purchase
common stock warrant (right to but)
2014-03-26+1,000→ 1,000 total
Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (500 underlying)
Purchase
common stock
2014-03-26$16.00/sh+1,000$16,000→ 11,462 total
Purchase
common stock
2014-03-26$16.00/sh+2,350$37,600→ 4,850 total(indirect: By 401(k))

Footnotes (2)

[F1]The reported securities are included within the 1,000 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
[F2]The reported securities are included within the 2,350 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.

Documents

1 file