4/A//SEC Filing
Carroll Bancorp, Inc. 4/A
Accession 0001181431-14-038590
CIK 0001515069operating
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 2:48 PM ET
Size
10.6 KB
Accession
0001181431-14-038590
Insider Transaction Report
Form 4/AAmended
Haight Brian L.
Director
Transactions
- Purchase
common stock warrant (right to but)
2014-03-26+2,350→ 2,350 total(indirect: By 401(k))Exercise: $16.00From: 2014-03-26Exp: 2014-03-20→ common stock (1,175 underlying) - Purchase
common stock warrant (right to but)
2014-03-26+1,000→ 1,000 totalExercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (500 underlying) - Purchase
common stock
2014-03-26$16.00/sh+1,000$16,000→ 11,462 total - Purchase
common stock
2014-03-26$16.00/sh+2,350$37,600→ 4,850 total(indirect: By 401(k))
Footnotes (2)
- [F1]The reported securities are included within the 1,000 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
- [F2]The reported securities are included within the 2,350 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
Documents
Issuer
Carroll Bancorp, Inc.
CIK 0001515069
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001515069
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 2:48 PM ET
- Size
- 10.6 KB