Carroll Bancorp, Inc. 4/A
4/A · Carroll Bancorp, Inc. · Filed Dec 11, 2014
Insider Transaction Report
Form 4/AAmended
Parker Nancy L.
Director
Transactions
- Purchase
common stock
2014-03-26$16.00/sh+2,786$44,576→ 11,048 total - Purchase
common stock
2014-03-26$16.00/sh+773$12,368→ 2,999 total(indirect: By IRA) - Purchase
common stock warrants (right to buy)
2014-03-26+2,786→ 2,786 totalExercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (1,393 underlying) - Purchase
common stock warrants (right to buy)
2014-03-26+773→ 773 total(indirect: By IRA)Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (386 underlying)
Holdings
- 1,200(indirect: By family members)
common stock
Footnotes (2)
- [F1]The reported securities are included within the 2,786 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
- [F2]The reported securities are included within the 773 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.