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4/A//SEC Filing

Carroll Bancorp, Inc. 4/A

Accession 0001181431-14-038610

CIK 0001515069operating
View on SEC.govCompany Profile

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 3:33 PM ET

Size

11.3 KB

Accession

0001181431-14-038610

Insider Transaction Report

Form 4/AAmended
Period: 2014-03-26
Carroll Bancorp, Inc.CROL
Parker Nancy L.
Director
Transactions
  • Purchase

    common stock

    2014-03-26$16.00/sh+2,786$44,576→ 11,048 total
  • Purchase

    common stock

    2014-03-26$16.00/sh+773$12,368→ 2,999 total(indirect: By IRA)
  • Purchase

    common stock warrants (right to buy)

    2014-03-26+2,786→ 2,786 total
    Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (1,393 underlying)
  • Purchase

    common stock warrants (right to buy)

    2014-03-26+773→ 773 total(indirect: By IRA)
    Exercise: $16.00From: 2014-03-26Exp: 2017-03-20→ common stock (386 underlying)
Holdings

  • common stock

    (indirect: By family members)
    1,200
Footnotes (2)
  • [F1]The reported securities are included within the 2,786 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.
  • [F2]The reported securities are included within the 773 Units purchased by the reporting person persuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.

Documents

1 file

Issuer

Carroll Bancorp, Inc.

CIK 0001515069

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001515069

Filing Metadata

Form type
4/A
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 3:33 PM ET
Size
11.3 KB
View on SEC.gov