$UWHR·4

UWHARRIE CAPITAL CORP · Dec 15, 11:48 AM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Dec 15, 2014

Insider Transaction Report

Form 4
Period: 2014-12-11
Talley Jeffrey M
Pres Strategic Investment Adv
Transactions
  • Other

    Common Stock (See Footnote 1)

    2014-12-1111,2170.506 total
  • Other

    Common Stock (See Footnote 4)

    2014-12-11+11,21711,217 total
  • Disposition to Issuer

    Common Stock (See Footnote 1)

    2014-12-110.5060 total
Holdings
  • Common Stock (See Footnote 5)

    538
  • Common Stock (See Footnote 6)

    (indirect: By Spouse)
    904
Footnotes (6)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Jeffrey M. Talley
  • [F2]Transfer of registration of shares due to the dissolution of the Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). This change in registration does not effect overall beneficial ownership.
  • [F3]Price determined in accordance with the Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP).
  • [F4]Held by Cede & Co., Depository for IRA FBO Jeffrey M. Talley Pershing LLC As Custodian
  • [F5]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Jeffrey M. Talley & Kellie A. Talley Jt Ten
  • [F6]Held by Cede & Co., Depository for IRA FBO Kellie A. Talley Pershing LLC As Custodian

Documents

1 file
  • 4
    rrd420337.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES