Home/Filings/4/0001181431-14-038814
4//SEC Filing

UWHARRIE CAPITAL CORP 4

Accession 0001181431-14-038814

$UWHRCIK 0000898171operating

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 12:29 PM ET

Size

8.7 KB

Accession

0001181431-14-038814

Insider Transaction Report

Form 4
Period: 2014-12-11
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
  • Other

    Common Stock (See Footnote 4)

    2014-12-11+12,66012,660 total
  • Other

    Common Stock (See Footnote 1)

    2014-12-1112,6600.637 total
  • Disposition to Issuer

    Common Stock (See Footnote 1)

    2014-12-110.6370 total
Holdings
  • Common Stock (Held jointly with Spouse)

    1,112
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Brendan P. Duffey
  • [F2]Transfer of registration of shares due to the dissolution of the Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). This change in registration does not effect overall beneficial ownership.
  • [F3]Price determined in accordance with the Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP).
  • [F4]Held by Cede & Co., Depository for IRA FBO Brendan P. Duffey Pershing LLC As Custodian

Issuer

UWHARRIE CAPITAL CORP

CIK 0000898171

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000898171

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 12:29 PM ET
Size
8.7 KB