4//SEC Filing
James River Group Holdings, Ltd. 4
Accession 0001181431-14-039356
$JRVRCIK 0001620459operating
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 7:52 PM ET
Size
8.6 KB
Accession
0001181431-14-039356
Insider Transaction Report
Form 4
MARTIN BRYAN
Director10% Owner
Transactions
- Award
Common Shares
2014-12-17+1,190→ 1,190 total - Sale
Common Shares
2014-12-17$21.00/sh−6,250,000$131,250,000→ 14,468,000 total(indirect: See footnotes)
Footnotes (6)
- [F1]The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 2,517,444 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 7,127,889 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C ("Oculus Portfolios," and, together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 4,822,667 Common Shares following the transaction reported in this line of this Form 4.
- [F2]D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; Mr. David Zwillinger ("David Zwillinger"), as a Senior Vice President of DESCO LP, and Mr. Bryan Martin ("Bryan Martin"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the securities reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4.
- [F3]In accordance with instruction 5(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, DESCO LP, David Zwillinger, and Bryan Martin is reported herein. The Reporting Person disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
- [F4]The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (1,087,506 shares); CH-SP Franklin (3,079,161 shares); and Oculus Portfolios (2,083,333 shares).
- [F5]Grant of restricted share units under the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan. Each restricted share unit represents the contingent right to receive one Common Share of the Issuer and is payable solely in Common Shares of the Issuer on the vesting date. The restricted share units will vest in full on December 17, 2015, and will be settled upon vesting.
- [F6]Consists of restricted share units.
Documents
Issuer
James River Group Holdings, Ltd.
CIK 0001620459
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001620459
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 7:52 PM ET
- Size
- 8.6 KB