4//SEC Filing
ExOne Co 4
Accession 0001181431-14-039488
CIK 0001561627operating
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 9:31 AM ET
Size
7.2 KB
Accession
0001181431-14-039488
Insider Transaction Report
Form 4
ExOne CoXONE
ROCKWELL S KENT
DirectorChair and CEO10% Owner
Transactions
- Award
Common Stock, par value $0.01
2014-12-19−2,500→ 2,786,678 total(indirect: By Trust) - Gift
Common Stock, par value $0.01
2014-12-11−378,450→ 2,784,178 total(indirect: By Trust)
Footnotes (3)
- [F1]S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell.
- [F2]Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. 1/3 of the restricted stock vests on the 1st anniversary of the date of grant, 1/3 vests on the 2nd anniversary of the date of grant and 1/3 vests on the 3rd anniversary of the date of grant.
- [F3]The reporting person donated these shares to the S. Kent Rockwell Foundation, a tax-exempt organization within the meaning of Section 501(c)(3) of the Internal Revenue Code.
Documents
Issuer
ExOne Co
CIK 0001561627
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001561627
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 9:31 AM ET
- Size
- 7.2 KB