ExOne Co 4
4 · ExOne Co · Filed Dec 23, 2014
Insider Transaction Report
Form 4
ExOne CoXONE
ROCKWELL S KENT
DirectorChair and CEO10% Owner
Transactions
- Award
Common Stock, par value $0.01
2014-12-19−2,500→ 2,786,678 total(indirect: By Trust) - Gift
Common Stock, par value $0.01
2014-12-11−378,450→ 2,784,178 total(indirect: By Trust)
Footnotes (3)
- [F1]S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell.
- [F2]Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. 1/3 of the restricted stock vests on the 1st anniversary of the date of grant, 1/3 vests on the 2nd anniversary of the date of grant and 1/3 vests on the 3rd anniversary of the date of grant.
- [F3]The reporting person donated these shares to the S. Kent Rockwell Foundation, a tax-exempt organization within the meaning of Section 501(c)(3) of the Internal Revenue Code.