Home/Filings/4/0001181431-14-039597
4//SEC Filing

Pike Corp 4

Accession 0001181431-14-039597

CIK 0001317577operating

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 9:02 PM ET

Size

24.7 KB

Accession

0001181431-14-039597

Insider Transaction Report

Form 4
Period: 2014-12-22
Simmons Audie G
Executive VP of Operations
Transactions
  • Disposition to Issuer

    Option to Buy

    2014-12-2247,5480 total
    Exercise: $9.22Exp: 2022-03-01Common Stock (47,548 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2210,0000 total
    Exercise: $18.41Exp: 2016-11-01Common Stock (10,000 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2233,6580 total
    Exercise: $14.25Exp: 2018-10-01Common Stock (33,658 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2242,6140 total
    Exercise: $9.61Exp: 2021-03-01Common Stock (42,614 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2014-12-2225,5620 total
    Exercise: $0.00Common Stock (25,562 underlying)
  • Disposition to Issuer

    Common Stock

    2014-12-22$12.00/sh219,877$2,638,5240 total
  • Disposition to Issuer

    Option to buy

    2014-12-2238,6900 total
    Exercise: $14.00Exp: 2015-07-27Common Stock (38,690 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2230,0000 total
    Exercise: $15.70Exp: 2016-12-01Common Stock (30,000 underlying)
  • Disposition to Issuer

    Option to buy

    2014-12-2238,9730 total
    Exercise: $11.33Exp: 2019-09-01Common Stock (38,973 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2014-12-227,6190 total
    Exercise: $0.00Common Stock (7,619 underlying)
Footnotes (7)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of August 4, 2014, among the Issuer, Pioneer Parent, Inc. and Pioneer Merger Sub, Inc. (the "Merger Agreement"), these shares were cancelled and converted into the right to receive $12.00 in cash per share, without interest and less any applicable withholding taxes.
  • [F2]Pursuant to the Merger Agreement, each of these options became fully vested and was cancelled and converted into the right to receive cash consideration, without interest and less any applicable withholding taxes, equal to the product of (i) the number of shares of the Issuer's common stock subject to the option and (ii) the excess, if any, of $12.00 over the per share exercise price of the option.
  • [F3]All of these options were vested and exercisable as of December 22, 2014.
  • [F4]Pursuant to the Merger Agreement, these restricted stock units became fully vested and were cancelled and converted into the right to receive $12.00 in cash per share of the Issuer's common stock subject to such restricted stock units, without interest and less any applicable withholding taxes.
  • [F5]These restricted stock units would have vested on February 1, 2015 and, pursuant to the terms of the grant, would have been settled in cash.
  • [F6]31,698 of these options were vested and exercisable as of December 22, 2014 and 15,850 of these options would have vested on March 1, 2015.
  • [F7]These restricted stock units would have vested in equal amounts on January 30 of each of 2015 and 2016 and, pursuant to the terms of the grant, would have been settled in cash.

Documents

1 file

Issuer

Pike Corp

CIK 0001317577

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001317577

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 9:02 PM ET
Size
24.7 KB