NASDAQ OMX GROUP, INC. 4
4 · NASDAQ OMX GROUP, INC. · Filed Jan 5, 2015
Insider Transaction Report
Form 4
Ewing Anna M
Executive Vice President
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2014-12-31$47.96/sh−11,538$553,362→ 49,819 total - Sale
Common Stock, par value $0.01 per share
2015-01-05$47.48/sh−5,307$251,976→ 44,512 total - Gift
Common Stock, par value $0.01 per share
2014-12-10−10,696→ 61,357 total
Holdings
- 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying)
Footnotes (5)
- [F1]The transactions reported consist of surrenders of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan
- [F2]The sale reported was effected pursuant to a Rule 10b5-1 trading plan.
- [F3]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.28 to $47.53, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]Represents (i) 3,061 vested shares of restricted stock, (ii) 33,585 vested shares underlying performance share units, and (iii) 7,866 shares purchased under the Employee Stock Purchase Plan.
- [F5]Options exercisable.