$AWK·4

American Water Works Company, Inc. · Jan 21, 3:38 PM ET

American Water Works Company, Inc. 4

4 · American Water Works Company, Inc. · Filed Jan 21, 2015

Insider Transaction Report

Form 4
Period: 2015-01-16
Pape Kathy L
President, PA American Water
Transactions
  • Award

    Common Stock

    2015-01-16+2,85230,551 total
  • Award

    Performance Stock Units

    2015-01-16+1,0862,534 total
    Exp: 2014-12-31Common Stock (1,086 underlying)
  • Exercise/Conversion

    Performance Stock Units

    2015-01-162,5340 total
    Exp: 2014-12-31Common Stock (2,534 underlying)
  • Exercise/Conversion

    Common Stock

    2015-01-16+2,53427,669 total
  • Tax Payment

    Common Stock

    2015-01-16$55.71/sh1,781$99,22028,770 total
Footnotes (4)
  • [F1]Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Total Return Index over a three-year performance period, beginning on January 1, 2012 and ending December 31, 2014.
  • [F2]Represents the above-target earned portion of the TSR performance stock unit. In 2012, the Company granted 1,448 performance stock units, equal to the number of shares to be received if target performance was achieved.
  • [F3]Represents the earned portion of the TSR performance stock units, including target units granted in 2012 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target.
  • [F4]Represents the end of the performance period to which the performance stock units relate.

Documents

1 file
  • 4
    rrd421600.xmlPrimary