$FTK·5

FLOTEK INDUSTRIES INC/CN/ · Feb 13, 2:23 PM ET

FLOTEK INDUSTRIES INC/CN/ 5

5 · FLOTEK INDUSTRIES INC/CN/ · Filed Feb 13, 2015

Insider Transaction Report

Form 5
Period: 2014-12-31
Transactions
  • Gift

    Common Stock

    2014-12-1012,400229,404 total(indirect: By Trust)
  • Gift

    Common Stock

    2014-12-08200,0210 total(indirect: By Trust)
  • Gift

    Common Stock

    2014-12-08+66,67466,674 total(indirect: By Trust)
  • Gift

    Common Stock

    2014-12-08+66,67466,674 total(indirect: By Trust)
  • Gift

    Common Stock

    2014-12-08+66,67366,673 total(indirect: By Trust)
Holdings
  • Common Stock

    4,380
Footnotes (3)
  • [F1]Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
  • [F2]Ms. Hardy is neither the trustee nor the beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
  • [F3]Adjusted for 6,864 shares, vested on 6/10/2014 that were incorrectly reported on Form 4 as Direct ownership instead of Indirect ownership (overstating the Direct ownership ending balance and understating the Carla Shulz Hardy Revocable Trust ending balance)

Documents

1 file
  • 5
    rrd422356.xmlPrimary

    ADJUSTMENTS FOR GRAT TO IRREVOCABLE TRUST GIFTS, CHARITABLE GIFT AND SHARE CORRECTION