4//SEC Filing
POTBELLY CORP 4
Accession 0001181431-15-003419
$PBPBCIK 0001195734operating
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 12:08 PM ET
Size
15.1 KB
Accession
0001181431-15-003419
Insider Transaction Report
Form 4
POTBELLY CORPPBPB
Avedisian Vann A
Director10% Owner
Transactions
- Other
Common Stock
2015-02-24+864→ 3,456 total(indirect: By Trust) - Other
Common Stock
2015-02-24−25,813→ 978,911 total(indirect: See Footnote) - Other
Common Stock
2015-02-24+9,286→ 169,735 total(indirect: By Trust)
Holdings
- 348(indirect: by: Daughter)
Common Stock
- 348(indirect: by: Son)
Common Stock
- 2,558
Common Stock
Footnotes (3)
- [F1]On February 24, 2015, Concorde Holdings IX, LLC ("Concorde") distributed 25,813 of the shares held by it to its members without the payment of any consideration, including to various trusts controlled by the reporting person as reflected on this Form 4.
- [F2]Includes 875,664 shares held by Oxford Blackpoint Venture Partners VII, LLC ("Oxford Blackpoint") and 103,247 shares held by Concorde. Oxford Blackpoint is an investment fund managed by Oxford Capital Partners, Inc. ("Oxford Capital"). Mr. Avedisian is co-owner of Oxford Capital and co-owner of Concorde. Accordingly, Mr. Avedisian may be deemed to share power to vote and dispose of shares owned directly by such entities. Mr. Avedisian disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Mr. Avedisian is the trustee of the Armen G. Avedisian Trust (the "AGA Trust"). Accordingly, Mr. Avedisian may be deemed to have the power to vote and dispose of shares owned directly by the AGA Trust. Mr. Avedisian disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Documents
Issuer
POTBELLY CORP
CIK 0001195734
Entity typeoperating
Related Parties
1- filerCIK 0001195734
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 12:08 PM ET
- Size
- 15.1 KB