4//SEC Filing
Dividend Capital Diversified Property Fund Inc. 4
Accession 0001181431-15-003502
CIK 0001327978operating
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 4:05 PM ET
Size
10.0 KB
Accession
0001181431-15-003502
Insider Transaction Report
Form 4
Blumberg John A
DirectorChairman & Director
Transactions
- Award
Class I Common Stock
2015-02-25$7.18/sh+224,146.937$1,609,375→ 627,341.531 total(indirect: By LLC) - Sale
Class I Common Stock
2015-02-25$7.18/sh−224,146.937$1,609,375→ 627,341.531 total(indirect: By LLC)
Holdings
- 36,821.563
Class I Common Stock
- 20,000(indirect: By LLC)
Unclassified Common Stock
Footnotes (5)
- [F1]On February 25, 2015, Dividend Capital Total Advisors LLC (the "Advisor") acquired 224,146.937 restricted stock units ("Company RSUs") from Dividend Capital Diversified Property Fund Inc. (the "Company"). Each Company RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Company RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of advisory fees and expenses otherwise payable from the Company to the Advisor based on a value of $7.18 per share. The shares reported in this box relate to the 224,146.937 Company RSUs granted on February 25, 2015.
- [F2]As of February 27, 2015, 33,013.676 of the shares reported in this box are Class I shares of common stock of the Company and 594,327.855 are shares related to Company RSUs.
- [F3]These reported securities are or were owned by the Advisor. The securities reported above may be attributed to the Reporting Person based upon the fact that the Reporting Person is one of several individuals and/or their affiliates that directly or indirectly controls the Advisor. The Reporting Person disclaims beneficial ownership of the reported securities held by the Advisor except to the extent of his pecuniary interest therein.
- [F4]On February 25, 2015, the Advisor granted, in the aggregate, 224,146.937 restricted stock units ("Advisor RSUs") to certain employees of the Advisor and its affiliates. Each Advisor RSU will, upon vesting, be settled in one share of the Company's Class I common stock. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of the Company's common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person based on a value of $7.18 per share. The shares reported in this box relate to the 224,146.937 Advisor RSUs granted on February 25, 2015.
- [F5]Although these shares are unclassified, they are often referred to as "Class E" common stock.
Documents
Issuer
Dividend Capital Diversified Property Fund Inc.
CIK 0001327978
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001327978
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 4:05 PM ET
- Size
- 10.0 KB