4//SEC Filing
AUTOBYTEL INC 4
Accession 0001181431-15-006233
CIK 0001023364operating
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 9:24 PM ET
Size
9.0 KB
Accession
0001181431-15-006233
Insider Transaction Report
Form 4
AUTOBYTEL INCABTL
FERRIOLO WILLIAM
SVP Consumer Acquisitions
Transactions
- Sale
Warrant (Right to Purchase)
2015-04-27$5.35/sh−400,000$2,140,000→ 0 total(indirect: Derivative Securities)Exercise: $4.65From: 2013-09-16Exp: 2019-09-16→ Common Stock (400,000 underlying) - Sale
Convertible Subordinated Promissory Note
2015-04-27$10775180.00/sh−1$10,775,180→ 0 total(indirect: Derivative Securities)Exercise: $4.65From: 2013-09-30Exp: 2015-09-30→ Common Stock (1,075,268 underlying)
Footnotes (3)
- [F1]On April 27, 2015, the two corporate entities in which Reporting Person is an officer, director and 50% shareholder sold warrants to acquire an aggregate of 400,000 shares of common stock, in a private transaction with an unrelated third party, at a sale price of $5.35 per warrant.
- [F2]Derivative securities were held jointly by two corporate entities in which Reporting Person is an officer, director and 50% shareholder. Reporting Person disclaimed beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]On April 27, 2015, the two corporate entities in which Reporting Person is an officer, director and 50% shareholder sold the convertible subordinated promissory note, which is convertible into an aggregate of 1,075,268 shares of common stock, in a private transaction with an unrelated third party, for an aggregate sale price of $10,775,180 for the entire note.
Documents
Issuer
AUTOBYTEL INC
CIK 0001023364
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001023364
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 9:24 PM ET
- Size
- 9.0 KB