$RAVE·4

RAVE RESTAURANT GROUP, INC. · Feb 1, 3:29 PM ET

RAVE RESTAURANT GROUP, INC. 4

4 · RAVE RESTAURANT GROUP, INC. · Filed Feb 1, 2016

Insider Transaction Report

Form 4
Period: 2016-01-28
GIER RANDALL E.
President & CEO
Transactions
  • Award

    Restricted Stock Units

    2016-01-28+43,75043,750 total
    From: 2018-10-15Exp: 2018-10-15Common Stock
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $8.16Exp: 2023-11-06Common Stock (15,000 underlying)
    15,000
  • Employee Stock Option (right to buy)

    Exercise: $2.56Exp: 2022-11-08Common Stock (45,200 underlying)
    120,000
  • Employee Stock Option (right to buy)

    Exercise: $8.05Exp: 2024-09-25Common Stock (30,000 underlying)
    30,000
  • Employee Stock Option (right to buy)

    Exercise: $2.56Exp: 2022-11-08Common Stock (230,000 underlying)
    230,000
  • Common Stock

    52,500
Footnotes (5)
  • [F1]Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit.
  • [F2]Represents employee stock options conditionally granted on September 25, 2014, and exercisable as to 10%, 20%, 30% and 40% of shares on September 25, 2015, 2016, 2017 and 2018, respectively.
  • [F3]Represents employee stock options conditionally granted on November 6, 2013, and exercisable as to 10%, 20%, 30% and 40% of shares on November 6, 2014, 2015, 2016 and 2017, respectively.
  • [F4]Represents employee stock options exercisable as to 23,000, 46,000, 69,000 and 92,000 shares on November 8, 2013, 2014, 2015 and 2016, respectively.
  • [F5]Represents employee stock options conditionally granted on November 8, 2012, and exercisable as to 10%, 20%, 30% and 40% of shares on November 8, 2013, 2014, 2015 and 2016, respectively.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT