Hallmark Insurance Co 4
4 · RAVE RESTAURANT GROUP, INC. · Filed Sep 27, 2017
Insider Transaction Report
Form 4
Transactions
- Exercise of In-Money
Common Stock
2017-09-14$1.40/sh+128,311$179,635→ 252,428 total
Holdings
4% Convertible Senior Notes due 2022, Par $100
Exercise: $2.00From: 2017-05-15Exp: 2022-02-15→ Common Stock (46,700 underlying)
Footnotes (2)
- [F1]Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman.
- [F2]Shares and transactions reported are owned directly by HSIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC.