4//SEC Filing
Hallmark Insurance Co 4
Accession 0001181580-17-000031
CIK 0000718332other
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 5:27 PM ET
Size
11.9 KB
Accession
0001181580-17-000031
Insider Transaction Report
Form 4
Transactions
- Exercise of In-Money
Common Stock
2017-09-14$1.40/sh+128,311$179,635→ 252,428 total
Holdings
4% Convertible Senior Notes due 2022, Par $100
Exercise: $2.00From: 2017-05-15Exp: 2022-02-15→ Common Stock (46,700 underlying)
Transactions
- Exercise of In-Money
Common Stock
2017-09-14$1.40/sh+128,311$179,635→ 252,428 total
Holdings
4% Convertible Senior Notes due 2022, Par $100
Exercise: $2.00From: 2017-05-15Exp: 2022-02-15→ Common Stock (46,700 underlying)
Transactions
- Exercise of In-Money
Common Stock
2017-09-14$1.40/sh+128,311$179,635→ 252,428 total
Holdings
4% Convertible Senior Notes due 2022, Par $100
Exercise: $2.00From: 2017-05-15Exp: 2022-02-15→ Common Stock (46,700 underlying)
HALLMARK FINANCIAL SERVICES INC
Director10% OwnerOther
Transactions
- Exercise of In-Money
Common Stock
2017-09-14$1.40/sh+128,311$179,635→ 252,428 total
Holdings
4% Convertible Senior Notes due 2022, Par $100
Exercise: $2.00From: 2017-05-15Exp: 2022-02-15→ Common Stock (46,700 underlying)
Footnotes (2)
- [F1]Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman.
- [F2]Shares and transactions reported are owned directly by HSIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC.
Documents
Issuer
RAVE RESTAURANT GROUP, INC.
CIK 0000718332
Entity typeother
IncorporatedAZ
Related Parties
1- filerCIK 0001516774
Filing Metadata
- Form type
- 4
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 5:27 PM ET
- Size
- 11.9 KB