Hallmark Insurance Co 4
4 · RAVE RESTAURANT GROUP, INC. · Filed Dec 19, 2017
Insider Transaction Report
Form 4
Transactions
- Conversion
4% Convertible Senior Notes due 2022, Par $100
2017-12-15Exercise: $2.00From: 2017-05-15Exp: 2022-02-15→ Common Stock (150,000 underlying) - Conversion
Common Stock
2017-12-15$2.00/sh+150,000$300,000→ 1,741,230 total
Footnotes (2)
- [F1]Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman.
- [F2]Shares and transactions reported are owned directly by AHIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC.