4//SEC Filing
NEWCASTLE CAPITAL GROUP LLC 4
Accession 0001181580-22-000008
CIK 0000718332other
Filed
May 11, 8:00 PM ET
Accepted
May 12, 5:00 PM ET
Size
19.5 KB
Accession
0001181580-22-000008
Insider Transaction Report
Form 4
NEWCASTLE CAPITAL GROUP LLC
Director10% OwnerOther
Transactions
- Purchase
Common Stock
2022-05-12$0.87/sh+2,201$1,914→ 2,991,654 total(indirect: Directly owned by by Newcastle Partners, L.P.) - Purchase
Common Stock
2022-05-10$0.87/sh+11,300$9,869→ 111,991 total - Purchase
Common Stock
2022-05-11$0.86/sh+18,000$15,435→ 129,991 total - Purchase
Common Stock
2022-05-12$0.87/sh+10,700$9,306→ 140,691 total
Holdings
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
NCM SERVICES, INC.
10% Owner
Transactions
- Purchase
Common Stock
2022-05-10$0.87/sh+11,300$9,869→ 111,991 total - Purchase
Common Stock
2022-05-11$0.86/sh+18,000$15,435→ 129,991 total - Purchase
Common Stock
2022-05-12$0.87/sh+10,700$9,306→ 140,691 total - Purchase
Common Stock
2022-05-12$0.87/sh+2,201$1,914→ 2,991,654 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings
- 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying) - 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
Schwarz 2012 Family Trust
10% Owner
Transactions
- Purchase
Common Stock
2022-05-10$0.87/sh+11,300$9,869→ 111,991 total - Purchase
Common Stock
2022-05-12$0.87/sh+2,201$1,914→ 2,991,654 total(indirect: Directly owned by by Newcastle Partners, L.P.) - Purchase
Common Stock
2022-05-11$0.86/sh+18,000$15,435→ 129,991 total - Purchase
Common Stock
2022-05-12$0.87/sh+10,700$9,306→ 140,691 total
Holdings
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
SCHWARZ MARK E
Director10% OwnerOther
Transactions
- Purchase
Common Stock
2022-05-10$0.87/sh+11,300$9,869→ 111,991 total - Purchase
Common Stock
2022-05-11$0.86/sh+18,000$15,435→ 129,991 total - Purchase
Common Stock
2022-05-12$0.87/sh+10,700$9,306→ 140,691 total - Purchase
Common Stock
2022-05-12$0.87/sh+2,201$1,914→ 2,991,654 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
NEWCASTLE PARTNERS L P
10% Owner
Transactions
- Purchase
Common Stock
2022-05-10$0.87/sh+11,300$9,869→ 111,991 total - Purchase
Common Stock
2022-05-11$0.86/sh+18,000$15,435→ 129,991 total - Purchase
Common Stock
2022-05-12$0.87/sh+10,700$9,306→ 140,691 total - Purchase
Common Stock
2022-05-12$0.87/sh+2,201$1,914→ 2,991,654 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
NEWCASTLE CAPITAL MANAGEMENT LP
Director10% OwnerOther
Transactions
- Purchase
Common Stock
2022-05-10$0.87/sh+11,300$9,869→ 111,991 total - Purchase
Common Stock
2022-05-11$0.86/sh+18,000$15,435→ 129,991 total - Purchase
Common Stock
2022-05-12$0.87/sh+10,700$9,306→ 140,691 total - Purchase
Common Stock
2022-05-12$0.87/sh+2,201$1,914→ 2,991,654 total(indirect: Directly owned by by Newcastle Partners, L.P.)
Holdings
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
Footnotes (1)
- [F1]Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.
Documents
Issuer
RAVE RESTAURANT GROUP, INC.
CIK 0000718332
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001251293
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 5:00 PM ET
- Size
- 19.5 KB