NEWCASTLE CAPITAL GROUP LLC 4
4 · RAVE RESTAURANT GROUP, INC. · Filed May 23, 2022
Insider Transaction Report
Form 4
SCHWARZ MARK E
Director10% OwnerOther
Transactions
- Purchase
Common Stock
2022-05-19$0.89/sh+11,266$10,027→ 3,039,140 total(indirect: Directly owned by Newcastle Partners, L.P.) - Purchase
Common Stock
2022-05-20$0.88/sh+10,452$9,198→ 3,049,592 total(indirect: Directly owned by Newcastle Partners, L.P.) - Purchase
Common Stock
2022-05-23$0.87/sh+14,126$12,290→ 3,063,718 total(indirect: Directly owned by Newcastle Partners, L.P.)
Holdings
- 140,691
Common Stock
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
Footnotes (1)
- [F1]Mr. Schwarz is the sole trustee of the Schwarz 2021 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP").