4//SEC Filing
NEWCASTLE CAPITAL GROUP LLC 4
Accession 0001181580-22-000012
CIK 0000819913other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:48 PM ET
Size
15.9 KB
Accession
0001181580-22-000012
Insider Transaction Report
Form 4
NEWCASTLE CAPITAL MANAGEMENT LP
DirectorExecutive Chairman10% Owner
Transactions
- Purchase
Common Stock
2022-05-31$0.89/sh+1,179$1,049→ 3,079,873 total(indirect: Directly owned by Newcastle Partners, L.P.)
Holdings
- 140,691
Common Stock
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
NCM SERVICES, INC.
10% Owner
Transactions
- Purchase
Common Stock
2022-05-31$0.89/sh+1,179$1,049→ 3,079,873 total(indirect: Directly owned by Newcastle Partners, L.P.)
Holdings
- 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying) - 140,691
Common Stock
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
Schwarz 2012 Family Trust
10% Owner
Transactions
- Purchase
Common Stock
2022-05-31$0.89/sh+1,179$1,049→ 3,079,873 total(indirect: Directly owned by Newcastle Partners, L.P.)
Holdings
- 140,691
Common Stock
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
SCHWARZ MARK E
DirectorExecutive Chairman10% Owner
Transactions
- Purchase
Common Stock
2022-05-31$0.89/sh+1,179$1,049→ 3,079,873 total(indirect: Directly owned by Newcastle Partners, L.P.)
Holdings
- 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying) - 140,691
Common Stock
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying)
NEWCASTLE PARTNERS L P
10% Owner
Transactions
- Purchase
Common Stock
2022-05-31$0.89/sh+1,179$1,049→ 3,079,873 total(indirect: Directly owned by Newcastle Partners, L.P.)
Holdings
- 140,691
Common Stock
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
Transactions
- Purchase
Common Stock
2022-05-31$0.89/sh+1,179$1,049→ 3,079,873 total(indirect: Directly owned by Newcastle Partners, L.P.)
Holdings
- 140,691
Common Stock
- 40,000
Director Stock Option (right to buy)
Exercise: $3.95From: 2017-06-27Exp: 2026-06-27→ Common Stock (40,000 underlying) - 15,000
Director Stock Option (right to buy)
Exercise: $3.11From: 2013-06-25Exp: 2022-06-25→ Common Stock (15,000 underlying)
Footnotes (1)
- [F1]Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.
Documents
Issuer
HALLMARK FINANCIAL SERVICES INC
CIK 0000819913
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001251293
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 4:48 PM ET
- Size
- 15.9 KB